QA for the Investigative Site - Applied Clinical Trials

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QA for the Investigative SiteBuilding the right foundation is critical to success. Here's how to lay the groundwork for excellence.

Source: Applied Clinical Trials



If You Need an Apple, Get an Apple
If an investigative site is to grow successfully, specific functions of the clinical trials process must first be solidly in place. A common pitfall in this industry is for the owner or Director of Business Development of a young site to promote itself before it can adequately perform more studies. This happens when site management has not yet recognized the critical importance of developing the appropriate infrastructure needed to support a site aiming to grow its clinical trials business carefully and thoughtfully. There are basic elements (Figure 1) needed to build a firm foundation for growth with quality, and while a detailed discussion of each of these functions is beyond the scope of this article, a few are highlighted.

Director of Clinical Operations (DCO) The Director of Clinical Operations (DCO) is crucial to site growth and, assuming the right person is hired, will be instrumental in moving the site to the next level. The DCO oversees all of the day-to-day clinical operations. He or she meets weekly with all study coordinators; assigns studies to the study coordinators based on their experience and current workload; participates in all study initiations, close-out meetings, monitor visits, Food and Drug Administration (FDA) and sponsor audits; meets with the quality assurance team to discuss trends and issues; acts as a liaison between the sponsor, investigator, and study coordinator to address issues relating to protocol compliance; oversees formal staff training on many topics, including HIPAA; and is involved in any clinically-related issue with regard to budgeting, contracting, and salary reviews. The DCO is the glue that holds the site together. All study coordinators, research assistants, regulatory staff, and laboratory personnel report to the DCO, who in turn, reports directly to the primary investigator and the CEO.


Figure 1. Key Elements for a Successful Site
The ideal candidate is someone who has had site experience, is familiar with good clinical practice standards, and has a clinical background, such as a nurse who has worked in an ICU or in some other type of nursing environment with rigid, military-like rules and constraints. Hiring someone with this kind of background will increase the likelihood that the individual can function in a highly structured, regulated workplace. The DCO should also have management and leadership skills. Previous experience as a monitor is desirable, but it is strongly preferred that the DCO have site experience as a study coordinator, or as some other site-based clinical professional (see sidebar "If You Need an Apple, Get an Apple").

Quality assurance The growing site needs to establish a quality assurance (QA) department, even if that department starts with nothing more than a single full-time equivalent (FTE), or a partial FTE, depending upon workload. A number of site alliances and site management organizations (SMOs) share one quality assurance FTE who travels from site to site, to QA the charts prior to monitor visits. Sponsors, CROs, and monitors recognize and appreciate this investment in quality.


Figure 2. Key Responsibilities of the Quality Assurance Department.
The purpose of the QA department is to develop and implement programs designed to improve the quality of studies conducted at the site,1 starting from day one. This raises the bar for patient safety, and should enhance outcomes of monitoring visits.


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Source: Applied Clinical Trials,
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